Helane Morrison, who now holds the position of Chief Compliance Officer at one of the largest advisory firms in San Francisco, Hall Capital Partners LLC, is determined to make a different in the compliance world. She also holds a position as a member of the company’s Executive Committee.
Helane Morrison knows that people lost faith in the financial industry since the collapse in 2008. They feel that the top executives and biggest firms mishandled their money and the situation that led up to the crash. As a result, people across the country took money out of the financial industry and held on to it in their own hands. This created a dangerously stagnant situation, all because of the lack of faith people had in the industry.
Helane Morrison is working to fix that issue. She is ushering in a new era of accountability, integrity, and regulatory compliance for the financial service industry. She is trying to rescue the public while saving the economic world o the United States.
Morrison plans to do this using her natural assertive and firm nature. By working hard for her clients, she is trying to build up a realistic level of trust between her, her clients, and the major firms of the industry. Her and her team personally go through each and every brokerage firm and financial adviser that she suggests her clients use. She is looking for the most trustworthy and ethically sound company’s she can.
After the fact, she and her team follow up on and suspicious issues that may potentially arise. Her team will enforce disciplinary action which could potentially, and if necessary, amount to correction practices and even criminal charges.
Helane Morrison is uniquely qualified to handle this seemingly impossible mission considering her professional background. She, for nearly a decade, was the head of the San Francisco Office of the United States Securities and Exchange Commission. Within this position, she was involved in the enforcement of securities and litigation matters. While in this role, she advised over five Northwest states at a position of Regional Director.
At the SEC she handled fraud cases from top executives at company’s such as Google and HBO. In addition, she exposed a fraud case for an insurance company that was serving military personnel.
Overall, Helane Morrison is interested in righting the wrongs that were done to the US population from the financial service industry. She is looking to put faith back in the average citizen.